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ISO 9000 & AUDITS WORLD CONFERENCE ABSTRACT 

Are There Limitations to the Financial Services Industry?

Presenter:

Edward Gardner, President, Value Management Services, LLC, Fort Myers, FL, USA

Keywords:

Limitations, Modifications, Review, Approval

Industry:

Financial Services

Level:

Intermediate

In excess of one-hundred years the Financial Services Industry has provided key financial information for organizations to encompass the health and welfare of the organization, and if applicable, provide potential risks and shortcomings for the organization to consider. The financial services area does seem to be stove-piped, that is, somewhat limited by organizational boundaries.

Conversely, ISO 9001, an international quality standard, and a known facilitator of good business practices for organizations, keys on process controls, process performance metrics, process improvement, customer satisfaction, independent auditing to assure compliance, and other manageable areas that is unbounded within an organization.

It can easily be seen that the financial services industry has limitations or constraints where its reporting may not identify the true health or integrity of the organization.

What can be done? We have two well-respected, historically-based disciplines. Based upon factual evidence, it may be time to consider, and possibly enforce, the two disciplines to operate concurrently within an organization to provide better insight into the global status and nature of the organization, its defects, shortcomings, and cross-pollination/exchange of ideas and enhancements between the two disciplines.

It can be recognized by many that we need to consider a review of the disciplines, possible modifications, and eventually approval of a change in organizational implementation. It seems that either discipline by itself may not or does not provide the organization with the feedback it needs to successfully operate its business.

Call for Proposals

Proposal Submission Deadline:
October 11, 2019

Acceptance notification date:
November 11, 2019

Early Registration Deadline:
February 11, 2020

Please make sure to review and prepare the material needed before you start the on-line Proposal Submission Form. Click here to see Proposal Submission Guidelines.

Who May Submit: This online form may be used by a principal speaker, co-speaker, contact person, or a committee member submitting on behalf of a speaker.

Multiple Proposals: You may submit multiple proposals.

Conference Registration Fee:
The conference registration fee is waived for the principal speaker of accepted proposals. Speakers are responsible for their travel expenses and arrangements. Co-speakers will receive a 30% discount for the conference that they are presenting at.

Length of Presentations: Technical sessions are typically 35 minutes. There will be a limited number of "double" sessions, 70 minutes, at the end of each day.


You will need the following to submit a proposal

Proposal Title: Maximum 80 characters including spaces. 

Keywords:Please include three keywords with a maximum of 100 characters, including spaces. 

Industry Sector: Please select the most relevant Industry sector for the proposal from a list.

Abstract: The Abstract should be 1,500 to 5,000 characters (note that it is Characters, NOT words), including spaces.

Biography: The Biography must be 1,500 to 5,000 characters, including spaces.

Public Profile: LinkedIn or Public Profile for link for the Principal Speaker: 

Speaker's Photo (optional)

Sample Video (optional)


Government Organizations




Corporations

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(*) based on previous conference attendance


CONTACT US

Tel:  1 (408) 894-9910 or 1(800) 875-1960
Fax: 1 (866) 500-9081
Email: info@iso9000conference.com



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